Regulatory confidence
From Form PF to Annex IV, FATCA to CSSF, every filing prepared, every regulator addressed, and every submission backed by documented controls that hold up under examination.
SERVICES
Compliance
Scrutiny doesn’t scare us. It won’t scare you.
Gen II manages the full compliance lifecycle for private capital funds, combining experienced compliance professionals, integrated technology, and documented workflows to keep you ready for audits, regulators, and LPs. Every obligation, every jurisdiction, one model.
The quiet work that protects everything else.
Investor-grade diligence
Subscription agreements, AML/KYC, and beneficial ownership registers managed with ongoing risk-based monitoring, documented refreshes, and the accuracy auditors demand. Not just at onboarding – continuously.
Proactive risk management
Experienced MLRO and MLCO professionals – supported by risk-based monitoring tools – conduct business risk assessments and manage escalations before they reach the regulator. Compliance issues resolved at the operational level, not the examination level.
LIFE CYCLE
From investor onboarding to annual filings.
Compliance is a continuous commitment. Gen II manages the full lifecycle from the moment your fund opens to investors through every ongoing regulatory obligation that follows.
Open Investor onboarding
01
STAGE 01
Investor onboarding
AML/KYC procedures, subscription agreement review, beneficial ownership registration, and risk-based investor scoring — all handled at pace, within a structured workflow that produces clean, defensible records from day one.
Open Continuous monitoring
STAGE 02
Continuous monitoring
Open Regulatory reporting
STAGE 03
Regulatory reporting
Open Audit readiness
STAGE 04
Audit readiness
Built for every obligation across every jurisdiction.
Gen II's compliance capabilities cover the full regulatory spectrum for U.S. and European private capital, delivered through an integrated model that combines experienced compliance professionals, workflow automation, and centralized investor data management. Not advisory – operational.
AML & KYC
Gobal, comprehensive AML/KYC platform — automating onboarding workflows, centralizing investor records, enabling KYC data reuse across funds, and maintaining complete audit trails throughout the investor lifecycle.
Regulatory Reporting
Form PF, Annex IV, FATCA, CRS, and direct filings with the Luxembourg Central Bank and CSSF — managed through a centralized reporting platform with built-in data aggregation, validation, and reconciliation. Coordinated across compliance, fund administration, and tax workflows.
Investor Due Diligence
From subscription agreement review to beneficial ownership registers, risk scoring, ongoing investor refreshes, and representation letters — Gen II manages the investor-level compliance obligations that protect your fund and underpin LP trust. Rigorous, repeatable, documented, and always audit-ready.
Risk Management & Regulatory Oversight
Experienced MLRO and MLCO professionals conduct business risk assessments, manage escalation workflows, and maintain documented review processes across every jurisdiction Gen II operates in. Certifications, regulatory liaison, compliance training, and independent testing support — all handled in-house.
Global AML/KYC
The AML/KYC process that feels effortless
Gen II's advanced AML/KYC onboarding and lifecycle management platform is built to accelerate investor onboarding, reduce compliance friction, and deliver a seamless digital experience across every jurisdiction.
Rapid automated AML/KYC
- The full AML/KYC workflow automated
- Onboarding timelines reduced
- No manual processes required
Cross-jurisdictional by design
- Standardized and centralized processes
- Compliance requirements covered in Luxembourg, Jersey, Ireland, and the UK
- Built to operate wherever Gen II covers
Enterprise-grade security
- Infrastructure that meets every regulatory and security standard in the market
- EU-hosted servers
- ISO 27001 certified
- SOC 1 and SOC 2 Type 2 compliant
- GDPR-aligned
CONTACT US
See what an integrated compliance operation looks like for your fund.
- Connect with a compliance specialist in your primary regulatory jurisdiction
- See how Gen II's integrated model keeps you compliant across your entire operating model
- Receive a response within 1-2 business days
OTHER SERVICES